XP 49 Financial Industry Consultants

13th January 2022 – IOSCO Operational Resilience of Trading Venues Consultation Results

2022-03-14T12:14:03+00:00

IOSCO draws a few lessons from its s=consultation about strengthening the resilience of trading venuws through enhanced BCP testing, effective governance frameworks, managing dependencies on people, premises, processes...   IOSCO report link: https://www.iosco.org/library/pubdocs/pdf/IOSCOPD694.pdf

13th January 2022 – IOSCO Operational Resilience of Trading Venues Consultation Results2022-03-14T12:14:03+00:00

4th January 2022 – IOSCO Investment Funds Statistics Report

2022-01-17T17:07:58+00:00

This is the 1st report on Investment Funds statistics from IOSCO, but it is due to become an annual exercise. It covers hedge funds, open-ended and closed-ended funds (although IOSCO caveats this, due to more limited data on open- and closed-ended funds in certain jurisdictions).   IOSCO report link: https://www.iosco.org/library/pubdocs/pdf/IOSCOPD693.pdf

4th January 2022 – IOSCO Investment Funds Statistics Report2022-01-17T17:07:58+00:00

23rd November 2021 – IOSCO ESG Ratings & Data Products Providers

2021-12-05T17:08:02+00:00

IOSCO published a set of recommendations applicable to ESG Ratings and Data Products Providers. Amongst other items, IOSCO recommends that regulators could consider focusing greater attention on the use of ESG ratings and data products and the activities of ESG rating and data products providers in their jurisdictions. The word "could" is interesting; one would [...]

23rd November 2021 – IOSCO ESG Ratings & Data Products Providers2021-12-05T17:08:02+00:00

15th November 2021 – IOSCO Principles for Commodity Derivatives Markets Regulation

2021-12-05T17:08:24+00:00

IOSCO completed its taskforce work on the supervision and regulation of commodity derivatives markets. The G20 had asked IOSCO to work on the regulation and supervision of commodity derivatives markets back in 2010, stressing the need “for enhanced transparency in both cash and derivatives markets as previously recommended by IOSCO”. In April 2011, the G20 [...]

15th November 2021 – IOSCO Principles for Commodity Derivatives Markets Regulation2021-12-05T17:08:24+00:00

1st November 2021 – IOSCO Recommendations on Sustainability Disclosures in Asset Management

2021-12-05T17:08:47+00:00

IOSCO issued a consultation on the topic of disclosures in Asset Management on 30th June 2021. Based on the feedback received (45 submissions), IOSCO has finalised its list of recommendations, with the stated goal of improving sustainability-related practices, policies, procedures and disclosures in the asset management industry. IOSCO has summed up its views into 5 [...]

1st November 2021 – IOSCO Recommendations on Sustainability Disclosures in Asset Management2021-12-05T17:08:47+00:00
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