XP 49 Financial Industry Consultants

24th September 2021 – UK HM Treasury Wholesale Markets Review – AFME Response

2021-10-11T14:51:26+00:00

AFME provided a response to the HMT consultation on the Wholesale Markets Review, providing feedback to the UK proposals on Trading Venues, SIs or Systematic Internalisers, Equity Markets - Fixed Income - Derivatives Markets - Commodity Market, Reporting... Access the AFME response here - https://www.afme.eu/news/press-releases/details/AFME-responds-to-UK-Treasury-Wholesale-Markets-Review

24th September 2021 – UK HM Treasury Wholesale Markets Review – AFME Response2021-10-11T14:51:26+00:00

26th July to 6th August 2021 – UK FCA Proposes Regulatory Changes following Brexit

2021-09-12T10:57:47+00:00

Proposed rules (and consultations on the changes) to introduce the Investment Firm Prudential Regime (IFPR). IFPR is the new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). FCA also introduced proposed changes to PRIIPS. See the IFPR Policy Statement - https://www.fca.org.uk/publication/policy/ps21-9.pdf See the publication of the Consultation Paper on [...]

26th July to 6th August 2021 – UK FCA Proposes Regulatory Changes following Brexit2021-09-12T10:57:47+00:00
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